Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.

SM-ECO-10060 · Member

CH-ECO-10060ch-eco-10060.org

SM-ECO-10060 defines the jurisdiction binding of a signed capital-product record and the market chapter from which that binding is published. Each chapter preserves the market's duties, authorities, sources, dates, conditions and exact section versions, with the producing node's signature. The jurisdiction namespace maps explicitly to the market value carried in the receipt. Member pages, node pages and specialised readouts derive from the same immutable chapter; ACM rule revisions point to the chapter evidence that produced them. SM-ECO makes the market context recoverable across the family while keeping separate the responsibilities of sourced content, clearance, orderability, venue reference and proof of the read.

Switzerland · CH-ECO-10060 · Member · Switzerland under SM-ECO-10060

Allooloo nodech-cm-kg · Azure region Switzerland North · records served from Zurich
Record doorhttps://mcp.ch-cm-kg.ai/mcp    Agent Card: https://agent.ch-cm-kg.ai/.well-known/agent-card.json
Exchanges on the recordSIX · BX
Orderability doorhttps://mcp.ch-cm-kg.ai/mcp    get_orderability (AIO-10060)
Receipts doormcp.rco-records.ai/mcp (RCO-10060 · Record of Cleared Orders)
Example recordhttps://mcp.ch-cm-kg.ai/record/SIX/NESN
Market duty pagech-eco.ai
Market issuer pagehttps://ch-issuer.ai/

Appendix A · ECO market section

ECO · ch.eco.v6 · supersedes ch.eco.v5 · produced 2026-11-04T00:38:14Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

jurisdiction_scopeTerritory, regime boundaries and cross-border applicabilitynot found
competent_authoritiesRegulators, competent authorities and allocation of responsibility
  • name
    Swiss Financial Market Supervisory Authority (FINMA)
    role
    main regulatory body; supervises the stock exchanges and the financial market in Switzerland
  • name
    SIX Exchange Regulation Ltd
    role
    listing, monitoring and enforcement body of SIX; FINMA licensed prospectus office
  • name
    BX Swiss Ltd
    role
    FINMA licensed prospectus office
  • name
    Swiss Takeover Board (TOB)
    role
    review of public takeovers and share buyback programs

source https://www.loyensloeff.com/legal-500---capma-comparative-guide---swiss-chapter-2025.pdf · dated 15-07-2025

duty_mapApplicable product-governance and suitability duties by activity and actor

source https://fedlex.data.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20261001/de/html/fedlex-data-admin-ch-eli-cc-2019-758-20261001-de-html-3.html · dated Stand am 1. Oktober 2026

regulated_activitiesActivities requiring authorisation and their scopenot found
participant_categoriesIssuer, intermediary, investor and client categories
  • category
    retail clients
  • category
    professional clients
  • category
    institutional clients

source https://www.lenzstaehelin.com/fileadmin/user_upload/CapLaw-03-2021_Position_Paper_regarding_selected_Aspects_of_the_Financial_Services_Act__FinSA__SCHAP.pdf · dated 1 January 2020

product_categoriesInstrument classes, exclusions and special regimes
  • class
    equity securities
  • class
    debt securities
  • class
    shares or units in collective investment schemes
  • class
    structured products
  • class
    derivatives as defined in article 2 lit. c FMIA
  • class
    structured deposits
  • class
    other debt instruments structured with fungible terms (Anleihensobligationen)
  • exclusion
    cash deposits or precious metals other than structured deposits
  • exclusion
    commodities other than derivatives on commodities
  • exclusion
    participation in equity of an undertaking not qualifying as securities
  • exclusion
    cryptocurrencies

source https://www.lenzstaehelin.com/fileadmin/user_upload/CapLaw-03-2021_Position_Paper_regarding_selected_Aspects_of_the_Financial_Services_Act__FinSA__SCHAP.pdf · dated 1 January 2020

issuer_and_listing_scopeDomicile, listing and issuer-status distinctions
dual_listing
the issuer may choose the listing on SIX to be its primary or secondary listing
secondary_listing
listing rules of the foreign stock exchange where the issuer has its primary listing apply, provided the foreign stock exchange is recognized by SIX as having equivalent standards
SPAC
Only stock corporations governed by Swiss law ... may be listed as SPACs on SIX

source https://www.loyensloeff.com/legal-500---capma-comparative-guide---swiss-chapter-2025.pdf · dated 15-07-2025

exchanges_and_venuesVenue identities linked to AMP records
  • SIX Swiss Exchange (SIX)
  • BX Swiss
  • SIX Digital Exchange (SDX)
  • BX Digital

source https://www.loyensloeff.com/legal-500---capma-comparative-guide---swiss-chapter-2025.pdf · dated 15-07-2025

information_storesAuthoritative regulated-information repositoriesnot found
store_lookupDocumented lookup methods and identifier requirementsnot found
periodic_reportingPeriodic duties, deadlines, triggering events and exceptions
  • report
    Annual report with annual financial statements (Art. 49 LR, Art. 10 DFR, Art. 9 Point 2.01 DRRO)
    deadline
    within four months of the balance sheet date, and submitted to SER no later than at the time of its publication
  • report
    Interim report with interim financial statements (Art. 11 DFR)
    deadline
    within three months of the balance sheet date for the latter

source https://ser-ag.com/en/projects/reports-extensions.html · dated not found

ad_hoc_disclosureEvent-driven and inside-information disclosure obligationsSIX Listing Rules Art. 53 LR ad hoc publicity: duty concerns price-sensitive facts not publicly known arising in the issuer's area of operations; media release flagged 'ad hoc announcement pursuant to Art. 53 LR' to SER (primary-listed issuers via CONNEXOR Reporting), two electronic information systems (e.g. Reuters, Bloomberg), two Swiss media of national importance, any interested party on request; also published on issuer website; annual and interim reports must always be published by ad hoc announcement

source https://handbooks.six-group.com/en/investor-relations/regulatorisches-umfeld-regelwerk-und-reporting-six/ad-hoc-publizitaet · dated not found

filing_formatsRequired formats, validation requirements and document typesnot found
filing_languagesRequired or accepted languages and translation conditionsnot found
prospectus_regimeOffering and admission requirements, exemptions and thresholdsnot found
product_disclosuresProduct documents and pre-contract information duties
  • document
    Basisinformationsblatt
    duty
    Die Finanzdienstleister stellen ihren Privatkundinnen und -kunden das Basisinformationsblatt vor der Zeichnung oder vor dem Vertragsabschluss kostenlos zur Verfügung
    exception
    Bei Beratung unter Abwesenden mit Zustimmung nach Abschluss des Geschäfts; kein BIB bei blosser Ausführung oder Übermittlung von Kundenaufträgen, ausser wenn bereits vorhanden
    basis
    Art. 8 Abs. 3-4, Art. 9 Abs. 2 FIDLEG
  • document
    Prospekt
    duty
    bei persönlicher Empfehlung auf Anfrage kostenlos zur Verfügung
    basis
    Art. 8 Abs. 5 FIDLEG

source https://www.fedlex.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20240301/de/pdf-a/fedlex-data-admin-ch-eli-cc-2019-758-20240301-de-pdf-a.pdf · dated Stand am 1. März 2024

takeover_regimeOffer rules, control triggers and shareholder treatment
  • rule
    Mandatory offer trigger
    detail
    The purchase of more than 33 ⅓ % of the voting rights, by an individual investor or a group acting in concert, of a company listed on a Swiss stock exchange triggers the obligation to publish a tender offer for all shares of the company.
  • rule
    Minimum price for mandatory bids
    detail
    the higher of the volume-weighted average price (VWAP) of the last 60 trading days or the highest price that the offeror has paid for equity securities of the company in the preceding twelve months
  • rule
    Review authority
    detail
    Public offers for all or part of the shares of a company listed on a Swiss stock exchange are subject to Swiss takeover law and to the review of the TOB, essentially requiring a prospectus of the bidder and a statement of the board of directors of the target.

source https://www.walderwyss.com/assets/content/publications/Legal-500-Country-Comarative-Guides-Capital-Markets-2024.pdf · dated 25-10-2024

ownership_reportingSignificant holdings, beneficial ownership and notification duties
  • obligation
    Disclosure of significant shareholdings
    recipients
    disclosure office of the respective stock exchange as well as the company
    thresholds
    3, 5, 10, 15, 20, 25, 33 ⅓, 50, 66 ⅔ % of the voting rights
    scope
    purchase or sale of shares of a company listed on a Swiss stock exchange as well as derivative instruments related to such shares; groups of shareholders acting in concert

source https://www.walderwyss.com/assets/content/publications/Legal-500-Country-Comarative-Guides-Capital-Markets-2024.pdf · dated 25-10-2024

short_sellingRestrictions, disclosure, locate or borrowing requirements, emergency measuresnot found
market_abuseInsider dealing, manipulation and related disclosure regimes
  • regime
    Insider dealing
    detail
    prohibits (i) the use of inside information, defined as non-public material price-sensitive information with respect to securities which are listed on a Swiss trading venue, for trading in such securities or related derivative instruments, (ii) the transfer of inside information as well as (iii) tipping
    legal_basis
    art. 142 and 154 FinMIA
  • regime
    Market manipulation
    detail
    disseminating false or misleading information to the market, executing artificial trades, or engaging in real transactions with the intent to manipulate stock prices
    legal_basis
    Articles 143 and 155 FinMIA
  • regime
    Ad hoc publicity
    detail
    self-regulatory regimes of the two Swiss stock exchanges require the immediate publication of non-public material price-sensitive information

source https://www.legal500.com/guides/chapter/switzerland-capital-markets/?export-pdf · dated 31-10-2026

trading_controlsMarket-wide trading constraints and intervention powers
  • control
    Transaction reporting duty
    detail
    duty of participants admitted to a trading venue under Article 34 para. 2 FinMIA to report all the information necessary for transparent securities trading
    legal_basis
    Article 39 FinMIA; FINMA Circ. 18/2
  • control
    Reporting deadline
    detail
    Transactions executed by participants via a trading venue in Switzerland may be reported after the fact before the close of trading on the following trading day.

source https://www.finma.ch/~/media/finma/dokumente/dokumentencenter/myfinma/rundschreiben/finma-rs-2018-02.pdf?sc_lang=en · dated 4 November 2020

market_calendarAuthoritative calendars and exceptional closuresSIX Trading & Currency Holiday Calendar

source https://www.six-group.com/en/market-data/news-tools/trading-currency-holiday-calendar.html · dated not found

halts_sourcesOfficial halt and suspension sources with scopeSIX Swiss Exchange Messages (regulation notices incl. trading suspensions)

source https://www.six-group.com/en/market-data/news-tools/swiss-exchange-messages.html · dated not found

identifiersSecurity and entity identifier conventions and validation sources
legal_entities
Legal Entity Identifier (LEI); where no LEI is available, the Business Identifier Code (BIC) according to ISO 9362:2014 or the Commercial Register number preceded by the country code
natural_persons
nationality (ISO 3166-1 alpha-2), date of birth (YYYYMMDD) and participant's internal identification number
transactions
unique transaction identification code (trade ID) provided by the trading venue
context
FINMA Circ. 18/2 transaction reporting

source https://www.finma.ch/~/media/finma/dokumente/dokumentencenter/myfinma/rundschreiben/finma-rs-2018-02.pdf?sc_lang=en · dated 4 November 2020

isin_prefixISIN prefix information and its limits as a jurisdiction indicatorCH - numbering agency SIX Financial Information Ltd

source https://anna-web.org/identifiers/ · dated not found

lei_requirementsLegal Entity Identifier requirements and authoritative lookup references
  • context
    Securities transaction reporting (FINMA Circular 2018/2), beneficial owner identification
    requirement
    If the beneficial owner is an operating legal entity, foundation or collective investment scheme, it is normally reported using the Legal Entity Identifier (LEI)
    fallback
    Where no LEI is available, the BIC according to ISO 9362:2014 or the Commercial Register number preceded by the country code may be reported

source https://www.finma.ch/~/media/finma/dokumente/dokumentencenter/myfinma/rundschreiben/finma-rs-2018-02.pdf?sc_lang=en · dated 4 November 2020

settlementSettlement cycles by instrument and venue, exceptions and transition datesnot found
clearing_and_custodyClearing, depository, custody and asset-protection frameworksnot found
corporate_actionsRights, elections, notices and procedural deadlines
  • right
    add an own agenda item and request motions for the shareholders' meeting
    threshold
    0.5% or more of stated capital or voting rights of a listed company
  • right
    demand to convene a shareholders' meeting or to conduct a special investigation
    threshold
    5% or more of stated capital or voting rights of a listed company

source https://www.loyensloeff.com/legal-500---capma-comparative-guide---swiss-chapter-2025.pdf · dated 15-07-2025

retail_accessRetail distribution limits, access restrictions and safeguards
  • rule
    Client segmentation under article 4 para. 1 FinSA
    categories
    • retail clients
    • professional clients
    • institutional clients
    alternative
    financial service providers may refrain from client segmentation, provided they treat all clients with the highest level of protection of the retail client (article 4 para. 7 FinSA)

source https://www.lenzstaehelin.com/fileadmin/user_upload/CapLaw-03-2021_Position_Paper_regarding_selected_Aspects_of_the_Financial_Services_Act__FinSA__SCHAP.pdf · dated 1 January 2020

cross_border_accessForeign participation and cross-border offering or service restrictions
  • rule
    Client advisers of foreign financial service providers may only carry out their activity in Switzerland once entered in an adviser register (FinSA Art. 28 para. 1)
    possible_exemption
    The Federal Council may exempt client advisers of prudentially supervised foreign providers serving exclusively professional or institutional clients, possibly subject to reciprocity (Art. 28 paras. 2-3)

source https://www.fedlex.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20240301/de/pdf-a/fedlex-data-admin-ch-eli-cc-2019-758-20240301-de-pdf-a.pdf · dated Stand am 1. März 2024

tax_at_sourceWithholding regimes by income, instrument and recipient category; relief conditionsnot found
fees_and_leviesTransaction taxes, statutory levies and relevant charges
  • levy
    Federal stamp duties
    statement
    Towards the end of the war, in addition to the customs duties stamp duties were added at the federal level.
    levied_since
    1918
    components_listed
    • Issuance duty
    • Transfer duty
    • Duty on insurance premiums

source https://www.efd.admin.ch/dam/en/sd-web/oXZQZUMqfT7v/ch-steuersystem-en.pdf · dated 2025 edition

conduct_and_conflictsConduct, inducement and conflict-management duties relevant to distribution
  • provision
    FinSA Art. 25 Organisational precautions
    duty
    Financial service providers shall take appropriate organisational measures to prevent conflicts of interest that could arise through the provision of financial services or any disadvantages for clients as a result of conflicts of interest.
    disclosure
    If disadvantages for clients cannot be excluded, this possibility must be disclosed to them.
  • provision
    FinSA Art. 26 Compensation from third parties
    duty
    may accept compensation from third parties in association with the provision of financial services only if they have expressly informed the clients of such compensation in advance and the latter relinquish such compensation; or pass the compensation on to the clients in full
  • provision
    FinSA Art. 27 Staff transactions
    duty
    take measures to prevent staff from misusing for own-account transactions any information made available to them only by virtue of their function
  • provision
    FinSA Art. 8 para. 2 b
    duty
    provide information on the business affiliations with third parties in connection with the financial service offered

source https://ch.odat.ch/en/cc/950.1-20240301-en.html · dated Status as of 1 March 2024

recordkeepingRetention, evidence, format and reconstruction requirements
  • provision
    FinSA Art. 15 para. 1
    requirement
    document in an appropriate manner: the financial services agreed with clients and the information collected about them; the notification described in Article 13 paragraph 2 or the fact that they advised the clients in accordance with Article 14 against availing of the service; the financial services provided for clients
  • provision
    FinSA Art. 15 para. 2
    requirement
    When providing investment advice, they shall also document clients' needs and the grounds for each recommendation leading to the acquisition or disposal of a financial instrument.
  • provision
    FinSA Art. 16 para. 1
    requirement
    If so requested, financial service providers shall provide their clients with a copy of the documentation mentioned in Article 15 or shall make it accessible to them in another appropriate manner.
  • provision
    FinSA Art. 9 para. 2
    requirement
    Financial service providers shall document said consent (to delivery of the key information document after conclusion of the transaction).

source https://ch.odat.ch/en/cc/950.1-20240301-en.html · dated Status as of 1 March 2024

complaints_and_redressComplaint, escalation and redress routes
  • route
    Mediation before a recognised ombudsman (FinSA Title 5)
    statement
    Financial service providers shall inform their clients of the possibility of initiating mediation proceedings before a recognised ombudsman in accordance with Title 5
  • route
    Ombudsman affiliation as a condition of client adviser registration
    statement
    are themselves affiliated to an ombudsman (Art. 74) in their capacity as a financial service provider, or that the financial service provider for which they work is affiliated to an ombudsman, where a duty to affiliate exists (Art. 77)

source https://ch.odat.ch/en/cc/950.1-20240301-en.html · dated Status as of 1 March 2024

additional_duty_fieldsFurther sourceable duty-relevant fields, introduced through a versioned catalogue extension
  • not found

source https://ch.odat.ch/en/cc/950.1-20240301-en.html · dated Status as of 1 March 2024

chapter ch.chapter.v19 · sm-eco-10060.org/market/ch/

ACM-68000 (Agent Clearance Manifest) signals

SignalReadingBoundary
ACM-200ClearedThe specified read or action has cleared the applicable registered checks in the stated context.
ACM-403Restricted or haltedEvidence establishes a restriction or an applicable halt under the selected revision.
ACM-404Not on the registerThe named lookup target is absent from the identified register. This establishes neither global absence nor prohibition.
ACM-451Read the filingThe binding requires the identified filing or source to be read before a conclusion or a progression.

Machine surfaces

/protocol.json · /signals.json · /nodes.json · /health.json · /dataset.jsonld · /llms.txt · /index.md · /auth.md · /.well-known/agent-card.json · /.well-known/ai-catalog.json · /.well-known/api-catalog · /.well-known/acm-68000.json · /.well-known/security.txt