# ch-eco-10060.org — llms-full.txt

The page's full text and the door's tool list, generated from the page's own source at 2026-11-07T07:17Z. The short index is /llms.txt.

## The page

CH-ECO-10060 — Switzerland — Member Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.
SM-ECO-10060 · Member
CH-ECO-10060 ch-eco-10060.org
SM-ECO-10060 defines the jurisdiction binding of a signed capital-product record and the market chapter from which that binding is published. Each chapter preserves the market's duties, authorities, sources, dates, conditions and exact section versions, with the producing node's signature. The jurisdiction namespace maps explicitly to the market value carried in the receipt. Member pages, node pages and specialised readouts derive from the same immutable chapter; ACM rule revisions point to the chapter evidence that produced them. SM-ECO makes the market context recoverable across the family while keeping separate the responsibilities of sourced content, clearance, orderability, venue reference and proof of the read.
Switzerland · CH-ECO-10060 · Member · Switzerland under SM-ECO-10060
Allooloo node ch-cm-kg · Azure region Switzerland North · records served from Zurich
Record door https://mcp.ch-cm-kg.ai/mcp Agent Card: https://agent.ch-cm-kg.ai/.well-known/agent-card.json
Exchanges on the record SIX · BX
Orderability door https://mcp.ch-cm-kg.ai/mcp get_orderability (AIO-10060)
Receipts door mcp.rco-records.ai/mcp (RCO-10060 · Record of Cleared Orders)
Example record https://mcp.ch-cm-kg.ai/record/SIX/NESN
Market duty page ch-eco.ai
Market issuer page https://ch-issuer.ai/
Appendix A · ECO market section
ECO · ch.eco.v6 · supersedes ch.eco.v5 · produced 2026-11-04T00:38:14Z · signed on the node door
The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.
jurisdiction_scope Territory, regime boundaries and cross-border applicability not found
competent_authorities Regulators, competent authorities and allocation of responsibility name
Swiss Financial Market Supervisory Authority (FINMA)
role
main regulatory body; supervises the stock exchanges and the financial market in Switzerland
name
SIX Exchange Regulation Ltd
role
listing, monitoring and enforcement body of SIX; FINMA licensed prospectus office
name
BX Swiss Ltd
role
FINMA licensed prospectus office
name
Swiss Takeover Board (TOB)
role
review of public takeovers and share buyback programs
source https://www.loyensloeff.com/legal-500---capma-comparative-guide---swiss-chapter-2025.pdf · dated 15-07-2025
duty_map Applicable product-governance and suitability duties by activity and actor duty
Zeitpunkt und Form der Informationen
rule
Art. 9 FIDLEG
source_url
https://fedlex.data.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20261001/de/html/fedlex-data-admin-ch-eli-cc-2019-758-20261001-de-html-3.html
source_date
Stand am 1. Oktober 2026
read_at
2026-11-01T00:35:39Z
duty
Prüfpflicht
rule
Art. 10 FIDLEG
source_url
https://fedlex.data.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20261001/de/html/fedlex-data-admin-ch-eli-cc-2019-758-20261001-de-html-3.html
source_date
Stand am 1. Oktober 2026
read_at
2026-11-01T00:35:39Z
duty
Angemessenheitsprüfung
rule
Art. 11 FIDLEG
source_url
https://fedlex.data.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20261001/de/html/fedlex-data-admin-ch-eli-cc-2019-758-20261001-de-html-3.html
source_date
Stand am 1. Oktober 2026
read_at
2026-11-01T00:35:39Z
duty
Ausnahme von der Prüfpflicht
rule
Art. 13 Abs. 2 FIDLEG
source_url
https://fedlex.data.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20261001/de/html/fedlex-data-admin-ch-eli-cc-2019-758-20261001-de-html-3.html
source_date
Stand am 1. Oktober 2026
read_at
2026-11-01T00:35:39Z
source https://fedlex.data.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20261001/de/html/fedlex-data-admin-ch-eli-cc-2019-758-20261001-de-html-3.html · dated Stand am 1. Oktober 2026
regulated_activities Activities requiring authorisation and their scope not found
participant_categories Issuer, intermediary, investor and client categories category
retail clients
category
professional clients
category
institutional clients
source https://www.lenzstaehelin.com/fileadmin/user_upload/CapLaw-03-2021_Position_Paper_regarding_selected_Aspects_of_the_Financial_Services_Act__FinSA__SCHAP.pdf · dated 1 January 2020
product_categories Instrument classes, exclusions and special regimes class
equity securities
class
debt securities
class
shares or units in collective investment schemes
class
structured products
class
derivatives as defined in article 2 lit. c FMIA
class
structured deposits
class
other debt instruments structured with fungible terms (Anleihensobligationen)
exclusion
cash deposits or precious metals other than structured deposits
exclusion
commodities other than derivatives on commodities
exclusion
participation in equity of an undertaking not qualifying as securities
exclusion
cryptocurrencies
source https://www.lenzstaehelin.com/fileadmin/user_upload/CapLaw-03-2021_Position_Paper_regarding_selected_Aspects_of_the_Financial_Services_Act__FinSA__SCHAP.pdf · dated 1 January 2020
issuer_and_listing_scope Domicile, listing and issuer-status distinctions dual_listing
the issuer may choose the listing on SIX to be its primary or secondary listing
secondary_listing
listing rules of the foreign stock exchange where the issuer has its primary listing apply, provided the foreign stock exchange is recognized by SIX as having equivalent standards
SPAC
Only stock corporations governed by Swiss law ... may be listed as SPACs on SIX
source https://www.loyensloeff.com/legal-500---capma-comparative-guide---swiss-chapter-2025.pdf · dated 15-07-2025
exchanges_and_venues Venue identities linked to AMP records SIX Swiss Exchange (SIX)
BX Swiss
SIX Digital Exchange (SDX)
BX Digital
source https://www.loyensloeff.com/legal-500---capma-comparative-guide---swiss-chapter-2025.pdf · dated 15-07-2025
information_stores Authoritative regulated-information repositories not found
store_lookup Documented lookup methods and identifier requirements not found
periodic_reporting Periodic duties, deadlines, triggering events and exceptions report
Annual report with annual financial statements (Art. 49 LR, Art. 10 DFR, Art. 9 Point 2.01 DRRO)
deadline
within four months of the balance sheet date, and submitted to SER no later than at the time of its publication
report
Interim report with interim financial statements (Art. 11 DFR)
deadline
within three months of the balance sheet date for the latter
source https://ser-ag.com/en/projects/reports-extensions.html · dated not found
ad_hoc_disclosure Event-driven and inside-information disclosure obligations SIX Listing Rules Art. 53 LR ad hoc publicity: duty concerns price-sensitive facts not publicly known arising in the issuer's area of operations; media release flagged 'ad hoc announcement pursuant to Art. 53 LR' to SER (primary-listed issuers via CONNEXOR Reporting), two electronic information systems (e.g. Reuters, Bloomberg), two Swiss media of national importance, any interested party on request; also published on issuer website; annual and interim reports must always be published by ad hoc announcement source https://handbooks.six-group.com/en/investor-relations/regulatorisches-umfeld-regelwerk-und-reporting-six/ad-hoc-publizitaet · dated not found
filing_formats Required formats, validation requirements and document types not found
filing_languages Required or accepted languages and translation conditions not found
prospectus_regime Offering and admission requirements, exemptions and thresholds not found
product_disclosures Product documents and pre-contract information duties document
Basisinformationsblatt
duty
Die Finanzdienstleister stellen ihren Privatkundinnen und -kunden das Basisinformationsblatt vor der Zeichnung oder vor dem Vertragsabschluss kostenlos zur Verfügung
exception
Bei Beratung unter Abwesenden mit Zustimmung nach Abschluss des Geschäfts; kein BIB bei blosser Ausführung oder Übermittlung von Kundenaufträgen, ausser wenn bereits vorhanden
basis
Art. 8 Abs. 3-4, Art. 9 Abs. 2 FIDLEG
document
Prospekt
duty
bei persönlicher Empfehlung auf Anfrage kostenlos zur Verfügung
basis
Art. 8 Abs. 5 FIDLEG
source https://www.fedlex.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20240301/de/pdf-a/fedlex-data-admin-ch-eli-cc-2019-758-20240301-de-pdf-a.pdf · dated Stand am 1. März 2024
takeover_regime Offer rules, control triggers and shareholder treatment rule
Mandatory offer trigger
detail
The purchase of more than 33 ⅓ % of the voting rights, by an individual investor or a group acting in concert, of a company listed on a Swiss stock exchange triggers the obligation to publish a tender offer for all shares of the company.
rule
Minimum price for mandatory bids
detail
the higher of the volume-weighted average price (VWAP) of the last 60 trading days or the highest price that the offeror has paid for equity securities of the company in the preceding twelve months
rule
Review authority
detail
Public offers for all or part of the shares of a company listed on a Swiss stock exchange are subject to Swiss takeover law and to the review of the TOB, essentially requiring a prospectus of the bidder and a statement of the board of directors of the target.
source https://www.walderwyss.com/assets/content/publications/Legal-500-Country-Comarative-Guides-Capital-Markets-2024.pdf · dated 25-10-2024
ownership_reporting Significant holdings, beneficial ownership and notification duties obligation
Disclosure of significant shareholdings
recipients
disclosure office of the respective stock exchange as well as the company
thresholds
3, 5, 10, 15, 20, 25, 33 ⅓, 50, 66 ⅔ % of the voting rights
scope
purchase or sale of shares of a company listed on a Swiss stock exchange as well as derivative instruments related to such shares; groups of shareholders acting in concert
source https://www.walderwyss.com/assets/content/publications/Legal-500-Country-Comarative-Guides-Capital-Markets-2024.pdf · dated 25-10-2024
short_selling Restrictions, disclosure, locate or borrowing requirements, emergency measures not found
market_abuse Insider dealing, manipulation and related disclosure regimes regime
Insider dealing
detail
prohibits (i) the use of inside information, defined as non-public material price-sensitive information with respect to securities which are listed on a Swiss trading venue, for trading in such securities or related derivative instruments, (ii) the transfer of inside information as well as (iii) tipping
legal_basis
art. 142 and 154 FinMIA
regime
Market manipulation
detail
disseminating false or misleading information to the market, executing artificial trades, or engaging in real transactions with the intent to manipulate stock prices
legal_basis
Articles 143 and 155 FinMIA
regime
Ad hoc publicity
detail
self-regulatory regimes of the two Swiss stock exchanges require the immediate publication of non-public material price-sensitive information
source https://www.legal500.com/guides/chapter/switzerland-capital-markets/?export-pdf · dated 31-10-2026
trading_controls Market-wide trading constraints and intervention powers control
Transaction reporting duty
detail
duty of participants admitted to a trading venue under Article 34 para. 2 FinMIA to report all the information necessary for transparent securities trading
legal_basis
Article 39 FinMIA; FINMA Circ. 18/2
control
Reporting deadline
detail
Transactions executed by participants via a trading venue in Switzerland may be reported after the fact before the close of trading on the following trading day.
source https://www.finma.ch/~/media/finma/dokumente/dokumentencenter/myfinma/rundschreiben/finma-rs-2018-02.pdf?sc_lang=en · dated 4 November 2020
market_calendar Authoritative calendars and exceptional closures SIX Trading & Currency Holiday Calendar source https://www.six-group.com/en/market-data/news-tools/trading-currency-holiday-calendar.html · dated not found
halts_sources Official halt and suspension sources with scope SIX Swiss Exchange Messages (regulation notices incl. trading suspensions) source https://www.six-group.com/en/market-data/news-tools/swiss-exchange-messages.html · dated not found
identifiers Security and entity identifier conventions and validation sources legal_entities
Legal Entity Identifier (LEI); where no LEI is available, the Business Identifier Code (BIC) according to ISO 9362:2014 or the Commercial Register number preceded by the country code
natural_persons
nationality (ISO 3166-1 alpha-2), date of birth (YYYYMMDD) and participant's internal identification number
transactions
unique transaction identification code (trade ID) provided by the trading venue
context
FINMA Circ. 18/2 transaction reporting
source https://www.finma.ch/~/media/finma/dokumente/dokumentencenter/myfinma/rundschreiben/finma-rs-2018-02.pdf?sc_lang=en · dated 4 November 2020
isin_prefix ISIN prefix information and its limits as a jurisdiction indicator CH - numbering agency SIX Financial Information Ltd source https://anna-web.org/identifiers/ · dated not found
lei_requirements Legal Entity Identifier requirements and authoritative lookup references context
Securities transaction reporting (FINMA Circular 2018/2), beneficial owner identification
requirement
If the beneficial owner is an operating legal entity, foundation or collective investment scheme, it is normally reported using the Legal Entity Identifier (LEI)
fallback
Where no LEI is available, the BIC according to ISO 9362:2014 or the Commercial Register number preceded by the country code may be reported
source https://www.finma.ch/~/media/finma/dokumente/dokumentencenter/myfinma/rundschreiben/finma-rs-2018-02.pdf?sc_lang=en · dated 4 November 2020
settlement Settlement cycles by instrument and venue, exceptions and transition dates not found
clearing_and_custody Clearing, depository, custody and asset-protection frameworks not found
corporate_actions Rights, elections, notices and procedural deadlines right
add an own agenda item and request motions for the shareholders' meeting
threshold
0.5% or more of stated capital or voting rights of a listed company
right
demand to convene a shareholders' meeting or to conduct a special investigation
threshold
5% or more of stated capital or voting rights of a listed company
source https://www.loyensloeff.com/legal-500---capma-comparative-guide---swiss-chapter-2025.pdf · dated 15-07-2025
retail_access Retail distribution limits, access restrictions and safeguards rule
Client segmentation under article 4 para. 1 FinSA
categories
retail clients
professional clients
institutional clients
alternative
financial service providers may refrain from client segmentation, provided they treat all clients with the highest level of protection of the retail client (article 4 para. 7 FinSA)
source https://www.lenzstaehelin.com/fileadmin/user_upload/CapLaw-03-2021_Position_Paper_regarding_selected_Aspects_of_the_Financial_Services_Act__FinSA__SCHAP.pdf · dated 1 January 2020
cross_border_access Foreign participation and cross-border offering or service restrictions rule
Client advisers of foreign financial service providers may only carry out their activity in Switzerland once entered in an adviser register (FinSA Art. 28 para. 1)
possible_exemption
The Federal Council may exempt client advisers of prudentially supervised foreign providers serving exclusively professional or institutional clients, possibly subject to reciprocity (Art. 28 paras. 2-3)
source https://www.fedlex.admin.ch/filestore/fedlex.data.admin.ch/eli/cc/2019/758/20240301/de/pdf-a/fedlex-data-admin-ch-eli-cc-2019-758-20240301-de-pdf-a.pdf · dated Stand am 1. März 2024
tax_at_source Withholding regimes by income, instrument and recipient category; relief conditions not found
fees_and_levies Transaction taxes, statutory levies and relevant charges levy
Federal stamp duties
statement
Towards the end of the war, in addition to the customs duties stamp duties were added at the federal level.
levied_since
1918
components_listed
Issuance duty
Transfer duty
Duty on insurance premiums
source https://www.efd.admin.ch/dam/en/sd-web/oXZQZUMqfT7v/ch-steuersystem-en.pdf · dated 2025 edition
conduct_and_conflicts Conduct, inducement and conflict-management duties relevant to distribution provision
FinSA Art. 25 Organisational precautions
duty
Financial service providers shall take appropriate organisational measures to prevent conflicts of interest that could arise through the provision of financial services or any disadvantages for clients as a result of conflicts of interest.
disclosure
If disadvantages for clients cannot be excluded, this possibility must be disclosed to them.
provision
FinSA Art. 26 Compensation from third parties
duty
may accept compensation from third parties in association with the provision of financial services only if they have expressly informed the clients of such compensation in advance and the latter relinquish such compensation; or pass the compensation on to the clients in full
provision
FinSA Art. 27 Staff transactions
duty
take measures to prevent staff from misusing for own-account transactions any information made available to them only by virtue of their function
provision
FinSA Art. 8 para. 2 b
duty
provide information on the business affiliations with third parties in connection with the financial service offered
source https://ch.odat.ch/en/cc/950.1-20240301-en.html · dated Status as of 1 March 2024
recordkeeping Retention, evidence, format and reconstruction requirements provision
FinSA Art. 15 para. 1
requirement
document in an appropriate manner: the financial services agreed with clients and the information collected about them; the notification described in Article 13 paragraph 2 or the fact that they advised the clients in accordance with Article 14 against availing of the service; the financial services provided for clients
provision
FinSA Art. 15 para. 2
requirement
When providing investment advice, they shall also document clients' needs and the grounds for each recommendation leading to the acquisition or disposal of a financial instrument.
provision
FinSA Art. 16 para. 1
requirement
If so requested, financial service providers shall provide their clients with a copy of the documentation mentioned in Article 15 or shall make it accessible to them in another appropriate manner.
provision
FinSA Art. 9 para. 2
requirement
Financial service providers shall document said consent (to delivery of the key information document after conclusion of the transaction).
source https://ch.odat.ch/en/cc/950.1-20240301-en.html · dated Status as of 1 March 2024
complaints_and_redress Complaint, escalation and redress routes route
Mediation before a recognised ombudsman (FinSA Title 5)
statement
Financial service providers shall inform their clients of the possibility of initiating mediation proceedings before a recognised ombudsman in accordance with Title 5
route
Ombudsman affiliation as a condition of client adviser registration
statement
are themselves affiliated to an ombudsman (Art. 74) in their capacity as a financial service provider, or that the financial service provider for which they work is affiliated to an ombudsman, where a duty to affiliate exists (Art. 77)
source https://ch.odat.ch/en/cc/950.1-20240301-en.html · dated Status as of 1 March 2024
additional_duty_fields Further sourceable duty-relevant fields, introduced through a versioned catalogue extension not found
source https://ch.odat.ch/en/cc/950.1-20240301-en.html · dated Status as of 1 March 2024
chapter ch.chapter.v19 · sm-eco-10060.org/market/ch/
ACM-68000 (Agent Clearance Manifest) signals
Signal Reading Boundary
ACM-200 Cleared The specified read or action has cleared the applicable registered checks in the stated context.
ACM-403 Restricted or halted Evidence establishes a restriction or an applicable halt under the selected revision.
ACM-404 Not on the register The named lookup target is absent from the identified register. This establishes neither global absence nor prohibition.
ACM-451 Read the filing The binding requires the identified filing or source to be read before a conclusion or a progression.
Machine surfaces
/protocol.json · /signals.json · /nodes.json · /health.json · /dataset.jsonld · /llms.txt · /index.md · /auth.md · /.well-known/agent-card.json · /.well-known/ai-catalog.json · /.well-known/api-catalog · /.well-known/acm-68000.json · /.well-known/security.txt
Standard held by Allooloo Technologies Corp. · Open standard, MIT licence.
ECO-10060 · SM-ECO-10060 · ACM-68000 · AIO-10060 · AMP-10060 · RCO-10060 · ESG-10060 · CPG-68000 · stack version
RCO is the Record of Cleared Orders. Artificial intelligence makes mistakes; read the source.
© 2026 Allooloo Technologies Corp.

## The door

No MCP door on this host; the resolver for every listed issuer is https://mcp.getissuer.ai/mcp.

Operator: Allooloo Technologies Corp.. Corporate: https://allooloo.io.